A Resolution of the SS--RS--GD Inequalities

Binghui Peng

For n=3, K=2 and d=4, Peng gives positive definite symmetric matrices arbitrarily close to the identity with ||W_SS|| > ||W_RS||, refuting the SS–RS half. For all n≥2, K≥1 and d≥1, the RS–GD half holds when (1−1/(4n²+1))I ≤ Aᵢ ≤ I.

Sources for this record

What was already known

Yun, Sra and Jadbabaie proposed both near-identity inequalities in 2021. General positive-semidefinite RS–GD was already false for n≥5.

AI involvement AI-led

Peng says GPT-5.5 Pro supplied the complete proof idea after his prompt. Peng verified and edited the proof; Claude Code assembled the prose.

The paper expressly credits the complete proof idea to GPT-5.5 Pro, with Peng prompting and checking. The human prompt and editorial role prevent an unsupported AI-autonomous label.

Importance Notable

The paper refutes one half of the proposed chain and proves the other under an explicit conditioning bound.

Limitations

The counterexample does not refute RS–GD under the stated near-identity condition. The symbolic script checks the counterexample identities, while Peng reports checking both proofs by hand.

Technical verification Formal (exact computation + human)

Peng reports verifying the proof of both the counterexample and RS–GD theorem. Appendix A also reports exact symbolic verification of Section 3's matrix polynomial identities only, not the Section 4 positive inequality. The checks are source-reported.

Formal checking

Human verification of the model-origin proof

Checker
Binghui Peng, author-reviewer
Scope
Theorem 2 SS–RS counterexample and Theorem 3 conditional RS–GD inequality
Basis
Reported by the linked checker

Exact symbolic polynomial identities and sum-of-squares certificates

Checker
Peng's SymPy script
Scope
Section 3 counterexample's matrix eigenvalue and gap polynomial identities
Basis
Reported by the linked checker
Evidence source

Checking a formal statement does not establish that it matches the original problem.

Human understanding Full

Peng verifies and polishes the argument and presents an explicit mechanism for both the counterexample and positive near-identity inequality; no unexplained central step is reported.

Correction and publication history

2026-10-18 · publication

The paper refutes one half of the proposed chain and proves the other under an explicit conditioning bound.

Read this published revision