Sum-of-squares exactness for quartically regularized cubic polynomials

Does adding arbitrarily strong positive quartic regularization to a fixed cubic objective make its minimum-shifted polynomial a sum of polynomial squares? Nonnegativity at the exact minimum need not imply such a representation.

Why it matters and what counts as progress

Why it matters: The answer tests whether quartic regularization can eliminate a gap in sum-of-squares optimization certificates.

What counts as progress: A fixed cubic retaining a strict SOS gap for every positive regularization parameter, or a theorem identifying sufficient conditions; a unique nondegenerate minimizer is a stronger counterexample variant.

How the problem developed

  1. 28 Jan 2026 · Sum of squares threshold [1]

    Wenqi Zhu and Coralia Cartis Proved that sufficiently strong Euclidean quartic regularization makes the specified nonnegative quartic polynomials sums of squares, with an explicit threshold; some structured subclasses are exact for every regularization level.

AI contribution

Persistent failure of Euclidean quartic SOS exactness

An explicit fixed rational cubic in 14 variables gives a quartically regularized polynomial whose exact minimum shift is nonnegative but not a sum of polynomial squares for every positive regularization parameter. A second explicit cubic has a unique global minimizer with positive-definite Hessian there and retains a strict SOS gap for every positive parameter.

AI involvementAI-led
ImportanceNotable
Technical verificationFormal (Lean)
Human understandingFew
Reported

Sources

  1. Zhu and Cartis, Sufficiently Regularized Nonnegative Quartic Polynomials are Sum-of-Squares
  2. Jones: explicit construction and proof
  3. Mathematical and AI contribution disclosure
  4. Exact polynomial and theorem statements
  5. Palomar: full checking contract
  6. Cartis and Zhu: prior regularization question
Website timeline

Publication dates and editorial changes.